compliance & risk officer Jobs - 431
Compliance Officer
Recruitment Solutions (Folkestone) Limited - M154AB
Employment Type : Full-Time
A highly successful and award winning chartered financial planning practice is looking for a Compliance Officer / File Checker to join its team. Reporting to the Compliance Director, the role holder will be instrumental in developing, implementing, and monitoring effective compliance frameworks and policies across the company. Compliance Officer: Support the Compliance Director to develop and implement comprehensive compliance policies and proce...
Compliance Officer
Burton Recruitment - CH640SB
Employment Type : Full-Time
Our client, a well-established broker in the insurance industry, is seeking a proactive Compliance Officer/Assistant to join their team. This is a unique opportunity to ensure regulatory excellence while contributing to a collaborative environment. As a Compliance Officer, you will: Ensure the company’s operations align with Financial Conduct Authority (FCA) regulations and other legal requirements. Conduct internal audits to assess compliance a...
Compliance Officer
Clayton Davies Ltd - B11AY
Employment Type : Full-Time
Our client, a highly successful Investment Management firm, are looking for a Compliance Officer to join the business. This role, reporting to the Head of Compliance, will undertake compliance/related projects and tasks across all the firm’s departments. The Compliance function delivers independent oversight and assurance, as well as advice in relation to FCA regulation and the effective design and operation of the control environment of the fir...
Compliance Officer
Employment Specialists Ltd - Ipswich
Employment Type : Full-Time
This vital role supports this Insurance Group with its responsibilities to comply with Regulatory requirements, internal policies and procedures and meeting the expectations of business partners through due-diligence requests and audits. Indicative of the importance of this role to the business, this is an additional role to support the Compliance Manager. As Compliance Officer you will support our rapidly growing Insurance Client who provides u...
Risk Officer
Morgan McKinley - Ireland
Employment Type : Full-Time
Risk Officer - Initial 11 month contract The role is part of the 1st line of defence organisation, and will act as a liaison, a point of check and challenge, gap assess and assist in evaluating issues with potential impacts for next steps with a Risk and Control lens. The role will require an individual to understand the loan product, operations, technology, and product control implications. Good analytical and strong communication skills will b...
Compliance Officer
MERJE Ltd - London
Employment Type : Full-Time
MERJE is delighted to be partnering with an established and highly reputable global Hedge Fund in their search for a Compliance Officer for their London office. This prestigious Hedge Fund has a rich history of excellence and innovation in the financial sector. With a strong focus on client satisfaction and ethical practices, the company offers a dynamic and rewarding work environment for ambitious professionals looking to develop their careers ...
Compliance Officer
Capio Recruitment Insurance - BS12NT
Employment Type : Full-Time
Compliance Officer Location: Bristol Salary: 40,000 - 55,000 DOE The Company: We are working with an independent insurance broker who are looking for a Compliance Officer to their Operations department due to the ongoing growth of the business The Role: This is an opportunity for an experienced compliance officer to join the companies Operations Department. As an integral part of the Compliance Team, you will play a pivotal role in the successfu...
Compliance Officer
Burman Recruitment - Birmingham
Employment Type : Full-Time
Compliance Officer - Degree Apprenticeships Permanent / Full-Time 29,000 - 35,000 per annum Birmingham - 1x onsite per week Burman are seeking a detail-oriented and experienced Compliance Officer to join our public sector organisation in Birmingham. This crucial role within the University's Apprentice Compliance Team and will focus on ensuring compliance with regulatory and quality standards, particularly in the area of degree apprenticeships. A...
Compliance Officer
Hays Specialist Recruitment Limited - London
Employment Type : Full-Time
Your new company They are one of the leading businesses in cybersecurity with tens of thousands of customers internationally. Within a climate of increased cybersecurity threats, they enable their customers to mitigate cyberattacks, human errors and technology failure. They offer a wide range of cybersecurity related products including proactive threat detection, awareness training and data retention capabilities protecting businesses with globa...
Compliance Officer
Search - Neston
Employment Type : Full-Time
Compliance Officer Up to 30,000 basic salary Location: Neston - option to work from home on h ybrid basis after probation Hours: 9:00am to 5:30pm (5pm finish on Friday) A great opportunity has arisen based in Neston for a Compliance Officer with experience working within an FCA regulated environment. This role involves close collaboration with senior members of the business to deliver effective compliance oversight, including conducting audits, ...