compliance monitoring officer Jobs - 287
Compliance Officer
MERJE Ltd - M457JF
Employment Type : Full-Time
???? Compliance Officer – Financial Services Home based UK wide | Full-time, 12 month fixed term contract An exciting opportunity has arisen for an experienced Risk & Compliance professional to join a well-established, regulated financial services firm operating in the UK FCA sector. This role offers a unique chance to play a critical part in shaping and maintaining a proportionate risk management framework, driving compliance standards, and...
Compliance Officer
KD Recruitment Limited - YO329GZ
Employment Type : Full-Time
Are you a methodical, organised, and confident Administrator who likes working with processes and regulations? Do you want to be part of a well-established and growing business in York where compliance is a core part of their success? We’re supporting one of our long-standing clients to recruit a Compliance Officer to join a well-established team. This brilliant opportunity will be working for a highly reputable employer that genuinely looks aft...
Compliance Officer
MERJE Ltd - M502ZY
Employment Type : Full-Time
We’re exclusively partnered with a leading Financial Advice firm that has been expanding significantly across the UK, in their search for a Compliance Officer on a permanent basis. The main purpose of the Compliance Officer role is to provide compliance support across the firm ensuring robust and commercial adherence to governance bodies and regulators. *Please note travel to the Greater Manchester office is required 3-4 times a week ...
Compliance Officer
MERJE Ltd - WA11GG
Employment Type : Full-Time
Our client, an award winning independent financial advice firm are looking for a Compliance Officer to join the team on a 12-month fixed term basis. As Compliance Officer you will assist the Head of Compliance inin all aspects of the compliance regime, including: Role Responsibilities: Auditing New Business Submission files, subject to Risk Rating of the Advisers. Providing reports and ensuring any remedial work i...
Compliance Officer
Reed - EC2Y8EN
Employment Type : Full-Time
Job Title: Compliance Performance Officer Location: Hybrid – 3 days in-office in London EC2Y Hours: Full-time, 35 hours per week (Monday to Friday, 9am–5pm) Pay Rate: 23.42 – 27.18 per hour (PAYE) Contract Type: 12-month Temporary Contract (subject to change) About the Role My client are seeking a detail-oriented and proactive Compliance Performance Officer to join a busy Property Services team. This role pla...
Compliance Officer
MERJE Ltd - LS13AD
Employment Type : Full-Time
???? Compliance Officer – Financial Services Home based UK wide | Full-time, 12 month fixed term contract An exciting opportunity has arisen for an experienced Risk & Compliance professional to join a well-established, regulated financial services firm operating in the UK FCA sector. This role offers a unique chance to play a critical part in shaping and maintaining a proportionate risk management framework, driving compliance standards, and...
Compliance Officer
ACS Performance - Kent
Employment Type : Full-Time
Key Responsibilities : Regulatory Compliance : Ensuring compliance with laws such as Anti-bribery, Modern Slavery, ESG/Sustainability, Sanctions, Cybersecurity, AI & FOSS. Supply Chain Management : Ensure supply chain compliance with legal and policy standards. Customer Compliance : Handle customer compliance inquiries and questionnaires. Product Compliance : Support Quality Team in product-related compliance tasks. Policy Development : Draf...
Compliance Officer
Eden Rose - PR90NS
Employment Type : Full-Time
Compliance Officer – Financial Planning Firm, Southport Are you an astute Compliance professional seeking a critical role within a forward-thinking financial planning firm? This is a compelling opportunity to apply your expertise in shaping robust regulatory frameworks, ensuring operational integrity, and contributing directly to the ethical success of our organisation. Our established financial planning firm in Southport is actively seeking a h...
Compliance Officer
Broster Buchanan Ltd - Liverpool
Employment Type : Full-Time
Liverpool City Centre, 35K. Compliance experience essential. Pensions/Wealth Management/legal experience of particular interest. The Company Our client, on of the UK's fastest growing financial services businesses is continuing to expand and as such, requires an experienced compliance professional to join their team. The Team A highly talented and close knit, friendly team awaits you. This team has a track record of training and developing peopl...
Compliance Officer - Insurance
Oliver James - London
Employment Type : Full-Time
Oliver James are delighted to once again be partnering with a leading London Market Insurer looking to grow their impressive compliance team. The business operate across both the Lloyds & General insurance market, with an outstanding reputation in their field. This is a brilliant opportunity to join a market leading business as a Compliance Officer in their Assurance/Monitoring team, reporting into the Head of Compliance Monitoring and partn...