compliance monitoring officer Jobs - 303
Compliance Officer
MW recruitment - WC1A1AP
Employment Type : Full-Time
Our client is a fast-growing and highly successful global brokerage, recognised for its dynamic, high-performance environment and strong market presence in retail and institutional trading. As part of their continued growth, they are seeking Compliance Officers to join the team and support the firm’s robust compliance framework across a broad range of products, including CFDs, oil swaps, derivatives, and CASS. These roles are ideally suited to i...
Compliance Officer
Sacco Mann - Newcastle Upon Tyne
Employment Type : Full-Time
Sacco Mann is working with a leading and successful law firm who have a strong position in Newcastle's legal market. The firm is currently seeking a Compliance Officer to join its Risk & Compliance team. The Role Manage client onboarding processes from the point of instruction including running identification checks, anti-money laundering checks, and compliance checks whilst opening client files and managing compliance alerts. Key Responsibi...
Compliance Officer
MERJE Ltd - EC4Y1BN
Employment Type : Full-Time
???? Compliance Officer – Financial Services Home based UK wide | Full-time, 12 month fixed term contract An exciting opportunity has arisen for an experienced Risk & Compliance professional to join a well-established, regulated financial services firm operating in the UK FCA sector. This role offers a unique chance to play a critical part in shaping and maintaining a proportionate risk management framework, driving compliance standards, and...
Compliance Officer
MERJE Ltd - M502ZY
Employment Type : Full-Time
We’re exclusively partnered with a leading Financial Advice firm that has been expanding significantly across the UK, in their search for a Compliance Officer on a permanent basis. The main purpose of the Compliance Officer role is to provide compliance support across the firm ensuring robust and commercial adherence to governance bodies and regulators. *Please note travel to the Greater Manchester office is required 3-4 times a week ...
Compliance Officer
MERJE Ltd - WA11GG
Employment Type : Full-Time
Our client, an award winning independent financial advice firm are looking for a Compliance Officer to join the team on a 12-month fixed term basis. As Compliance Officer you will assist the Head of Compliance inin all aspects of the compliance regime, including: Role Responsibilities: Auditing New Business Submission files, subject to Risk Rating of the Advisers. Providing reports and ensuring any remedial work i...
Compliance Officer
Reed - EC2Y8EN
Employment Type : Full-Time
Job Title: Compliance Performance Officer Location: Hybrid – 3 days in-office in London EC2Y Hours: Full-time, 35 hours per week (Monday to Friday, 9am–5pm) Pay Rate: 23.42 – 27.18 per hour (PAYE) Contract Type: 12-month Temporary Contract (subject to change) About the Role My client are seeking a detail-oriented and proactive Compliance Performance Officer to join a busy Property Services team. This role pla...
Compliance Officer
KD Recruitment Limited - YO329GZ
Employment Type : Full-Time
Are you a methodical, organised, and confident Administrator who likes working with processes and regulations? Do you want to be part of a well-established and growing business in York where compliance is a core part of their success? We’re supporting one of our long-standing clients to recruit a Compliance Officer to join a well-established team. This brilliant opportunity will be working for a highly reputable employer that genuinely looks aft...
Compliance Officer
MERJE Ltd - LS13AD
Employment Type : Full-Time
???? Compliance Officer – Financial Services Home based UK wide | Full-time, 12 month fixed term contract An exciting opportunity has arisen for an experienced Risk & Compliance professional to join a well-established, regulated financial services firm operating in the UK FCA sector. This role offers a unique chance to play a critical part in shaping and maintaining a proportionate risk management framework, driving compliance standards, and...
Compliance Officer
ACS Performance - Kent
Employment Type : Full-Time
Key Responsibilities : Regulatory Compliance : Ensuring compliance with laws such as Anti-bribery, Modern Slavery, ESG/Sustainability, Sanctions, Cybersecurity, AI & FOSS. Supply Chain Management : Ensure supply chain compliance with legal and policy standards. Customer Compliance : Handle customer compliance inquiries and questionnaires. Product Compliance : Support Quality Team in product-related compliance tasks. Policy Development : Draf...
Compliance Officer
Eden Rose - PR90NS
Employment Type : Full-Time
Compliance Officer – Financial Planning Firm, Southport Are you an astute Compliance professional seeking a critical role within a forward-thinking financial planning firm? This is a compelling opportunity to apply your expertise in shaping robust regulatory frameworks, ensuring operational integrity, and contributing directly to the ethical success of our organisation. Our established financial planning firm in Southport is actively seeking a h...