compliance monitoring officer Jobs - 266
Compliance Officer
Anderson Wright Consulting Ltd - ST47RY
Employment Type : Full-Time
Compliance Officer – Stoke on Trent - 33,000 Basic Salary Excellent Benefits Our client is currently recruiting for a Compliance Officer, based in Stoke on Trent, to support the Head of Compliance in the provision of timely and accurate regulatory and industry advice to the business including regular risk reporting and second line compliance monitoring over key controls and risks to the business. The Role • To support the Head of Compliance in t...
Compliance Officer
Next Employment - EC3V3ND
Employment Type : Full-Time
Compliance Officer London 65K - 85K Working within close knit compliance team in mid sized Insurance underwriters you will be involved with; Taking on a central and varied role responsible for identifying, assessing, and monitoring regulatory risk and reporting to management on the effectiveness of internal systems and controls. Providing regulatory advice and guidance to the business that, whilst remaining commercially attuned, ensures the deli...
Compliance Officer
Clayton Davies Ltd - M600AA
Employment Type : Full-Time
FULLY HOME BASED Our client is a national IFA firm who are looking for a Compliance Officer to assist in the provision of high-quality compliance governance. This role will play an important role in ensuring compliance with relevant legislation and procedures. Assisting the operation of effective systems and controls to mitigate business risks and to ensure compliance with the regulatory system. Helping to maintain a collegiate relationship with...
Compliance Officer
D&R Recruitment Limited - WA11AG
Employment Type : Full-Time
A leading Chartered Wealth Management firm are looking for a Compliance Monitoring Officer to join the team. This position can be office based or fully remote for the right person. It offers a competitive salary, and a comprehensive benefits package. Compliance Officer Overview: As the Compliance Monitoring Officer, you will be responsible for reviewing advice files in line with agreed business standards as part of the company’s QA programme tha...
Compliance Officer
Morgan Philips Specialist Recruitment - Kent
Employment Type : Full-Time
COMPLIANCE OFFICER - MANUFACTURING SOUTH DARENTH, KENT (HYBRID WORKING) 60,000 BASIC SALARY PERMANENT ROLE Role Overview: Morgan Philips Specialist Recruitment are presently representing a global leader in the field of manufacturing for the automotive sector in their search for a Compliance Officer. The successful candidate will focus on ensuring business compliance with global regulations as well as managing internal policies and procedures. Ke...
Compliance Officer
Morgan Jones - Dartford
Employment Type : Full-Time
Compliance Officer Location: Dartford, Kent (potential hybrid working available) Salary: Competitive, based on experience Contract: Permanent, Full-Time Are you an experienced compliance professional seeking an exciting opportunity to make a real impact? Our client, a global market leader in their field, is looking for a Compliance Officer to join their team. This role is pivotal in ensuring the business meets and exceeds its regulatory obligati...
Compliance Officer
Horizon Teachers - EC3R5DD
Employment Type : Full-Time
Salary package and Benefits: Package: Basic starting salary up to 28,000 (dependent on experience) Benefits: Flexible home/office working option on offer after probation, up to 30 days holidays, flexible working shifts, 6 hour shifts outside term time, free breakfast and a 1/2 day out with the entire company at the end of each half term Full induction offered, ongoing training and coaching, both in-house and external A solid career path with ver...
Compliance Officer
Prime Personnel - EC2M3XU
Employment Type : Full-Time
A prestigious international bank is seeking a dynamic new addition to its busy Compliance area. Your duties will include: Assisting the Compliance team in ensuring all the compliance functions remain up to date with requirements issued by any statutory/regulatory authorities Investigating/reporting on any breaches Ensuring the compliance monitoring procedures are up to date/reviewed, and assisting with the execution of the compliance monitoring ...
Compliance Officer
Emponics - BS167FH
Employment Type : Full-Time
Compliance Officer ( Financial ) - maternity cover - This is a 50/50 split of Work from home and in office eg one week in office one week from home . Our client based in Bristol at Emersons Green near the junction of the M4 and M32 ( so commutable from Bristol ,Bath ,Chippenham, Swindon etc ) are experts in the Financial Compliance industry; focussing mainly on the Motor Trade and Travel . They have one of the UK's largest regulatory networks wi...
Compliance Officer
MERJE Ltd - CH53XA
Employment Type : Full-Time
Our client, an award winning independent financial advice firm are looking for a Compliance Officer to join the team on a permanent basis. As Compliance Officer you will assist the Compliance Manager in ensuring that the firm remains abreast of regulatory change and risks to the firm. You will do this by undertaking pre and post-sale file checks as well as undertaking completeness checks on new business cases. You will ...