compliance monitoring officer Jobs - 314
Compliance Officer
Robert Half - Caerphilly
Employment Type : Full-Time
Robert Half Talent Solutions are seeking a Compliance Officer for a growing Financial Services organisation in the Caerphilly area. The Compliance officer will assist the Head of Compliance in overseeing the ongoing regulatory compliance and ensuring that a robust compliance culture is in place. You will Provide support to the business on interpretation of regulation including FCA rules, Data Protection and Financial Crime. Advise the business t...
Compliance Officer
Marc Daniels - Bracknell
Employment Type : Full-Time
A newly regulated business of global scale are looking for an experienced, confident Compliance Officer to join the team and assist through an initial bedding in period. This role could lead to future opportunities as the department becomes established. Responsibilities: Supporting the Compliance Manager in ensuring that the company meets its legal and regulatory obligations. Providing expert regulatory advice and guidance to the business on a r...
Compliance Officer
Oliver James - London
Employment Type : Full-Time
I am recruiting for a Compliance Officer for one of my well established Insurance clients in the city on a hybrid basis. Duties include: - Sanctions screening, referrals and performing checks, along with other financial crime activities - Monitoring, thematic reviews, assurance - Elements of advisory - Conduct risk, consumer duty, complaints and customer outcomes The candidate requirements: - Strong Compliance experience, ideally generalist who ...
Compliance Officer
Gold Group Ltd - Germany
Employment Type : Full-Time
Compliance Officer, Dusseldorf Salary between €70-€80,000 As a Compliance Officer the key tasks include the support of management in the compliance function (strategic, operational and functional consulting), the development of strategies and measures to prevent money laundering, counter- terrorist financing and other criminal offences, and to ensure compliance with the German Securities Trading Act. Our client who are a global financial service...
Compliance Officer
Clayton Legal - Old Lakenham
Employment Type : Full-Time
The Opportunity : We have a vacancy for a Compliance Officer within our legal Compliance team. This role provides an excellent opportunity to work in a friendly and fast-paced law firm that continues to grow. This role will be part of a small team and is focused on providing legal compliance support to our team of Lawyers and their legal support staff ensuring that we provide high standards of client care whilst ensuring that we meet the demandi...
Compliance Officer
Finitas - London
Employment Type : Full-Time
Compliance Officer | Specialty Insurer | London/Hybrid | 75 - 85,000 (doe) Finitas are delighted to be partnering with a specialty insurance company in their search for a Compliance Officer to join their team. You will be reporting into the Head of Compliance and be working a varied generalist role. Responsibilities: Providing regulatory advice and guidance. Developing compliance policies and procedures. Designing, implementing, and delivering c...
Compliance Officer
Broster Buchanan Ltd - Askam-in-Furness
Employment Type : Full-Time
Liverpool City Centre (Hybrid, 2 days per week) Compliance (FCA Regulated) Up to 45k Benefits Our Liverpool based client requires a Compliance Officer to join their small, but well-established team. THE ORGANISATION A growing organisation and a fast paced environment, this is an exciting business to work for. THE ROLE Reporting directly to the CEO, this role will give you a lot of exposure to senior leadership. You will be responsible for delive...
Compliance Officer
SF Recruitment - Nottingham
Employment Type : Full-Time
Compliance Officer required in Nottingham Location: Nottingham (Hybrid - 2 days in office, 3 days remote) Contract: Full-time, Permanent Salary: 35,000 - 38,000 per annum Are you an experienced Compliance Officer seeking a dynamic role with flexibility? SF Recruitment are looking for a detail-oriented Compliance Officer to help our client uphold and strengthen their commitment to regulatory and internal standards. Based in Nottingham, this hybri...
Compliance Officer
Birchlake Recruitment Ltd - M11AD
Employment Type : Full-Time
We are delighted to be partnering with a brand new client that operate within the insurance sector. Description: Our client are seeking a Compliance Officer to join their small Compliance team based in Manchester. This individual will support the Head of Compliance and work with the Senior Compliance Consultant in all aspects of Compliance providing support internally and externally to ensure that the firm complies with all relevant and required...
Compliance Officer
The Portfolio Group - Dublin
Employment Type : Full-Time
Job Purpose Responsible for assessing risks, identifying patterns and trends, whilst performing overall compliance management. Job Overview The successful candidate will manage a range of compliance issues and will be responsible for assessing risks, identifying patterns and trends, whilst performing overall compliance management, in the form of internal auditing and the implementation of measures. Day-to-Day Responsibilities Analyse full sales ...