compliance monitoring officer Jobs - 272
Compliance Officer
Emponics - BS167FH
Employment Type : Full-Time
Compliance Officer ( Financial ) - maternity cover - This is a 50/50 split of Work from home and in office eg one week in office one week from home . Our client based in Bristol at Emersons Green near the junction of the M4 and M32 ( so commutable from Bristol ,Bath ,Chippenham, Swindon etc ) are experts in the Financial Compliance industry; focussing mainly on the Motor Trade and Travel . They have one of the UK's largest regulatory networks wi...
Compliance Officer
Emponics - BS167FH
Employment Type : Full-Time
Compliance Officer ( Financial ) - maternity cover - This is a 50/50 split of Work from home and in office eg one week in office one week from home . Our client based in Bristol at Emersons Green near the junction of the M4 and M32 ( so commutable from Bristol ,Bath ,Chippenham, Swindon etc ) are experts in the Financial Compliance industry; focussing mainly on the Motor Trade and Travel . They have one of the UK's largest regulatory networks wi...
Compliance Officer
Artemis Recruitment Consultants Ltd - Horsham
Employment Type : Full-Time
Our growing client is looking for a Compliance Officer to assist with compliant processes and procedures along with identifying and mitigating risks. Main Responsibilities: Ensure awareness and compliance of regulatory responsibilities and ensuring that the consumer outcomes are at the core focus To provide support to the Compliance Manager by conducting Focused Audits of the activities of individuals and firms where there is evidence of the fir...
Compliance Officer
Hays Specialist Recruitment Limited - Guildford
Employment Type : Full-Time
Your new company My client, a specialist software company, is at the cutting edge of developing innovative solutions that empower businesses to excel in a digital landscape. Based in the Guildford Area, Surrey-working in the office 5 days a week, Your new role Proactively researching industry regulations and providing in-depth analysis and guidance to the company with respect to these regulations. Overseeing, updating, and developing compliance ...
Compliance Officer
Hays Specialist Recruitment Limited - Guildford
Employment Type : Full-Time
Your new company My client, a specialist software company, is at the cutting edge of developing innovative solutions that empower businesses to excel in a digital landscape. Based in the Guildford Area, Surrey-working in the office 5 days a week, Your new role Proactively researching industry regulations and providing in-depth analysis and guidance to the company with respect to these regulations. Overseeing, updating, and developing compliance ...
Senior Officer Financial Crime Systems, Risk & Reporting - Mandarin Speaking
Bank of China (UK) Limited - EC4N6HA
Employment Type : Full-Time
About Us Bank of China London Branch is the first ever overseas Chinese financial institution in a global financial services hub. Established in 1929, Bank of China has expanded steadily in the UK and has become the first choice for both Chinese 'going-out’ customers and local UK customers seeking to establish relationships with China, with branches all across the UK including the City of London, London Chinatown, Manchester, Birmingham and Glas...
Quality Monitoring and Risk Officer
CBC Resourcing Solutions - B911AA
Employment Type : Full-Time
Quality Monitoring and Risk Officer Solihull 27,000 to 30,000 plus bonus and benefits Our client is a very successful bank and specialises in the provision of motor and asset finance and leading facilities for the truck, trailer, bus, coach and specialist vehicles sectors. The successful candidate will be responsible for performing independent pre-completion quality monitoring assessments, committed to reducing risk and improving the customer jo...
Compliance Officer - Investment
MERJE Ltd - EC4Y1BN
Employment Type : Full-Time
MERJE has partnered with a leading multi-strategy investment firm and we’re on the lookout for a talented Compliance Officer join their London team. This role supports a team of two experienced Compliance specialists and will focussed on helping them establish a robust EMEA Legal and Compliance platform as the company continues to grow. Key Responsibilities: Develop and implement a comprehensive compliance monitoring program Code of ethics/perso...
Regulatory Compliance Officer
Reed - EC4N7BL
Employment Type : Full-Time
Compliance Officer Reed Banking are currently assisting an international Bank in their recruitment for a Compliance Officer! In this role, successful applicants will play a crucial role in ensuring that the bank adheres to all regulatory requirements and maintains a robust compliance framework. This position reports directly to the Regulatory Compliance Manager and offers a dynamic work environment where you can grow professi...
Regulatory Compliance Officer
Sterling Williams LTD - SW1X0AA
Employment Type : Full-Time
London 40,000 - 45,000 Per annum 1 Year Fixed Term Compliance Officer Hybrid Sterling Williams have a new role, working for a financial institution based in the West End - (London). We are seeking a Compliance Officer with at least 3 years experience within compliance monitoring reviews, AML,Sanctions and Transaction Monitoring. JOB DESCRIPTION: ? Support the team with compliance monitoring reviews ? Assist with the completion of regulatory repo...