compliance monitoring officer Jobs - 290
Compliance Assurance Officer
MERJE Ltd - YO264GG
Employment Type : Full-Time
MERJE is seeking a highly skilled Compliance Assurance Officer for a leading company in the Insurance sector. This role offers an exciting opportunity to provide second-line assurance, focusing on FCA/PRA obligations and Consumer Duty. The ideal candidate will have strong analytical skills and a deep understanding of regulatory requirements. The Company This established organisation has a strong focus on delivering excellent customer outcomes. T...
KYC/Compliance Officer
Reed - SW31LZ
Employment Type : Full-Time
A prestigious financial institution in London is seeking a KYC Officer to strengthen their Compliance team. This vital role is dedicated to upholding the UK Money Laundering Regulations and protecting against financial crime. The KYC Officer is essential in the second line of defence, supporting the onboarding of new customers and ensuring continuous compliance with the bank's policies and procedures, with a significant focus on high-net-worth i...
Risk & Compliance Officer
ROCKET STAFFING GROUP LIMITED - Warwickshire
Employment Type : Full-Time
An exciting new opportunity has arisen for a Risk and Compliance Officer to join the Business Support team at a Law Firm in Warwickhire. This role would suit someone with experience of working within the legal industry in a Compliance based role. Compliance Audit of the firm’s policies and procedures against practice and reporting to the COLP, COFA, MLRO, DPM, HR and ICT Manager as appropriate and where possible recommending change and improveme...
Compliance Officer - Assurance
Avencia Consulting - London
Employment Type : Full-Time
Looking for a role that will have a meaningful impact on compliance oversight? We are looking for an individual to support and contribute to the development and delivery of the second line assurance plan. What part will you play? If you're looking for a place where you can make a meaningful difference, you've found it. The work we do at Markel gives people the confidence to move forward and seize opportunities, and you'll find your fit amongst o...
HR and Compliance Officer
Reed - UB83DW
Employment Type : Full-Time
This is a term time only role - 39 weeks a year. Our client is seeking a dedicated HR and Compliance Officer to serve as the first point of contact for all HR matters. This role involves providing routine advice and guidance on operational terms and conditions, ensuring implementation and compliance with HR policies and processes, and managing a range of HR processes including recruitment, selection, and support for disciplinary and performance ...
Junior Compliance Officer
Sterling Williams LTD - W1J0AD
Employment Type : Full-Time
Junior Compliance Officer Hybrid (4 days in the office and 1 day from home) Permanent Salary Circa 40,000 Sterling Williams are working alongside a fantastic Fintech/EMI Institution. They are seeking a permanent Compliance officer to join their team. What You’ll Be Doing As a Junior Compliance Officer, you’ll play a key role in our core compliance activities, from client onboarding and on-going due diligence to transaction monitoring and assisti...
Quality & Compliance Officer
Elevation Recruitment Group - Market Weighton
Employment Type : Full-Time
Elevation Recruitment Group are working with a leading food manufacturer, renowned for producing high-quality products for a variety of customers and larger supermarkets. With a commitment to excellence, sustainability, and food safety, the family run business are seeking a dedicated Quality & Compliance Officer to join the team and help maintain industry-leading standards. As a Quality & Compliance Officer , you will play a vital role i...
KYC/Compliance Officer
Reed - SW31LZ
Employment Type : Full-Time
A prestigious financial institution in London is seeking a KYC Officer to strengthen their Compliance team. This vital role is dedicated to upholding the UK Money Laundering Regulations and protecting against financial crime. The KYC Officer is essential in the second line of defence, supporting the onboarding of new customers and ensuring continuous compliance with the bank's policies and procedures, with a significant focus on high-net-worth i...
Risk and Compliance Officer
qed legal - London
Employment Type : Full-Time
We are working with a leading London law firm seeking a Risk and Compliance Officer to join their team based in London. In this role, you will play a key part in supporting all aspects of Risk management, Regulatory Compliance, and Conflict Resolution within the practice. Key Responsibilities Support the onboarding of new clients and matters, ensuring all information is accurate and compliant with regulatory standards and firm policies. Conduct ...
Group Compliance Officer
Lorien - London
Employment Type : Full-Time
Position Overview: A 3-month contract position supporting the Group Compliance team with operational and administrative tasks related to training module implementation, course review, and sanctions screening. Key Accountabilities: Manage communications with business stakeholders through core channels, including shared responsibility for Compliance team mailboxes and appropriate escalation Support the administration of training, including roll-ou...