compliance monitoring officer Jobs - 319
Compliance Officer FT or PT
The One Group - Cambridge
Employment Type : Full-Time
Are you someone who believes 'the devil is in the detail' do you love ensuring that the i's are dotted and the t's crossed? If so then I have the perfect opportunity for you! I am looking for an experienced Compliance Officer to join this highly regarded educational establishment, with a reputation for excellence. Working alongside an experienced Legal and Compliance Officer, you will ensure that risk is minimised and contractual and safeguardin...
Quality And Compliance Officer (Healthcare)
The Work Shop - Waterlooville
Employment Type : Full-Time
Our client is looking for a Quality and Compliance Officer for a specialist award winning Healthcare Group based in Waterlooville with several location throughout the South. JOB SUMMARY Quality Compliance Officer CQC Healthcare The Quality and Compliance Officer / Lead System Administrator provides essential support in managing quality assurance, compliance monitoring, and IT systems across the organisation. This role combines administrative res...
Compliance & Risk Assurance Officer
High Finance (UK) Limited T/A HFG - London
Employment Type : Full-Time
A multinational MGA is currently hiring within their risk and compliance function. You will join a high-performing, welcoming team and will work on both risk and compliance assurance matters. Duties: Take the lead on developing and delivering the second line assurance plan Maintain and develop a robust and effective second line assurance framework Design and deliver reports and MI for the relevant committees and senior management. Design and und...
CASS & Regulatory Compliance Officer - Banking
K-People Europe Limited - City of London
Employment Type : Full-Time
K-People Europe is a London based recruitment consultancy and we’ve been recruiting top talents for our clients in UK & Europe since 2007. Our client, a reputable international bank located in the heart of City of London, is looking for a CASS & Regulatory Compliance Officer . [Purpose of the Job] The role will include various duties in relation to Compliance. The role will assist the bank’s Head of Compliance & MLRO in ensuring that...
Ongoing Monitoring AML Analyst
CRA Consulting - Sheffield
Employment Type : Full-Time
Ongoing Monitoring AML Analyst 24 Month FTC Salary - 25,000 - 30,000. Location - Sheffield. My client is a leading professional services business currently looking for an Ongoing AML Monitoring Analysts to join our team in Sheffield. This is a 24 month fixed-term contract role and an excellent opportunity for someone looking to start their career in Risk and Compliance. We offer hybrid working for this job. About the Role In this key role, you w...
Information Security Consultant
CMC Markets - EC3A7BX
Employment Type : Full-Time
We are looking for an Information Security Consultant to join us on a 3 month FTC, you will need to have experience of gap analysis and writing information security policies from scratch. Responsibilities: implement Information Security industry standard (ISO27001) documentation (framework, processes, procedures, policy etc) in compliance with standards, specifically BAIT. Define and document reporting, responsibilities, and processes for Inform...
Compliance Manager
MERJE Ltd - CH53XA
Employment Type : Full-Time
Our client, an award winning independent financial advice firm are looking for a Compliance Manager to join the team on a permanent basis. As Compliance Manager you will need to ensure the business meets all regulatory obligations and to support the Director in their fulfilment of SMF16/17 responsibilities and wider compliance duties. Build a positive ethical firm culture that puts our clients’ interests first, pro...
Head of Compliance
Finitas - Bromley
Employment Type : Full-Time
Head of Compliance | Life Insurance | Bromley | 90 - 110,000 (doe) Finitas are delighted to be exclusively partnering with an established life insurance company in their search for a Head of Compliance to join the team. Reporting into the Chief Risk Officer, you will have a team of 12 with 3 direct reports and this role will work across complaints, compliance monitoring & compliance advice & guidance. They are a collaborative business th...
Compliance Manager
Blakemore Recruitment - W1S2JJ
Employment Type : Full-Time
We are looking for an experienced, organised, and knowledgeable Compliance Manager to join the Financial Planning Leadership Team of this highly regarded financial planning organisation. The key responsibility is to build and deliver oversight of the Financial Adviser teams. The role will report to the Managing Director and will work very closely with the Regional Directors, Training Manager and Director of Wealth Operations to be a key contribu...
Field Compliance Manager
Birchlake Recruitment Ltd - EX11AF
Employment Type : Full-Time
We are delighted to be partnering with an innovative consolidator in the wealth management and financial planning arena who are looking to appoint a diligent Field Compliance Officer. You will join their team tasked with ensuring their new and existing advisors meet the compliance requirements of the FCA. You will be pivotal in making sure that the firm adheres to the FCA’s regulatory requirements, standards and their internal policies at each o...