compliance officer - investment Jobs - 1404
Compliance Officer
Reed - EC1Y4TW
Employment Type : Full-Time
Compliance Officer Annual Salary: To be discussed Location: London Job Type: FTC Our client is looking for a Compliance Officer, where you will ensure that the bank adheres to all applicable regulations, guidelines, and internal policies. This role is pivotal in developing and implementing compliance programs, conducting audits, and providing compliance guidance to staff. Day-to-day of the role: Monitor and assess compliance with regulatory...
Compliance Officer
Finitas - London
Employment Type : Full-Time
Compliance Officer | Specialty Insurer | London/Hybrid | 75 - 85,000 (doe) Finitas are delighted to be partnering with a specialty insurance company in their search for a Compliance Officer to join their team. You will be reporting into the Head of Compliance and be working a varied generalist role. Responsibilities: Providing regulatory advice and guidance. Developing compliance policies and procedures. Designing, implementing, and delivering c...
Compliance Officer
Resource Matters Ltd - Luton
Employment Type : Full-Time
Compliance Officer: Basic To 60k Package & Bonuses, working for a Dynamic IFA & Wealth Manager, Hybrid role Working for a growing & dynamic wealth management firm you will be responsible for ensuring that the firm operate within the guidelines of the Financial Conduct Authority by implementing and overseeing company compliance policies and procedures. The firm promote a fun and collaborative environment, where the whole team really e...
Compliance Officer
Clayton Davies Ltd - M600WS
Employment Type : Full-Time
Job Description: This is an exciting opportunity to join a well-established Manchester based firm operating in the wealth management space who are seeking an experienced Compliance Officer to support their next period of growth. For the right candidate this in an excellent opportunity to help shape the firms future compliance strategy and offers the opportunity to become the SMF 16 role holder in the future. A young and vibrant team led by a sen...
Compliance Officer
Gold Group Ltd - Germany
Employment Type : Full-Time
Compliance Officer, Dusseldorf Salary between €70-€80,000 As a Compliance Officer the key tasks include the support of management in the compliance function (strategic, operational and functional consulting), the development of strategies and measures to prevent money laundering, counter- terrorist financing and other criminal offences, and to ensure compliance with the German Securities Trading Act. Our client who are a global financial service...
Compliance Officer
Oliver James - London
Employment Type : Full-Time
I am recruiting for a Compliance Officer for one of my well established Insurance clients in the city on a hybrid basis. Duties include: - Sanctions screening, referrals and performing checks, along with other financial crime activities - Monitoring, thematic reviews, assurance - Elements of advisory - Conduct risk, consumer duty, complaints and customer outcomes The candidate requirements: - Strong Compliance experience, ideally generalist who ...
Compliance Officer
Hays Specialist Recruitment Limited - London
Employment Type : Full-Time
Your new company They are one of the largest logistics businesses internationally with over tens of thousands of employees across a wide range of jurisdictions. They are currently the premier logistics firm when it comes to sea and air transport. They differentiate themselves from their competition by putting sustainability at the forefront of their objectively, reducing their carbon footprint. Your new role As the Compliance Officer, you will g...
Compliance Officer
Crisp Recruitment Ltd - Hatfield
Employment Type : Full-Time
Title: Compliance Officer Salary: 40,000 plus incredible benefits Location Hatfield Hours: 9.00 to 5.00 Monday to Friday (1-2 days wfh) ****AUDITING experience across legal, ethical and quality compliance is highly beneficial**** What to know about this employer: • This business is the UKs market leader in their field • A multi award winning company that continue to develop year on year • Driven by advanced technologies, environmentally consciou...
Compliance Officer
Emponics - BS167FH
Employment Type : Full-Time
Compliance Officer ( Financial ) - maternity cover - This is a 50/50 split of Work from home and in office eg one week in office one week from home . Our client based in Bristol at Emersons Green near the junction of the M4 and M32 ( so commutable from Bristol ,Bath ,Chippenham, Swindon etc ) are experts in the Financial Compliance industry; focussing mainly on the Motor Trade and Travel . They have one of the UK's largest regulatory networks wi...
Compliance Officer
Birchlake Recruitment Ltd - M11AD
Employment Type : Full-Time
We are delighted to be partnering with a brand new client that operate within the insurance sector. Description: Our client are seeking a Compliance Officer to join their small Compliance team based in Manchester. This individual will support the Head of Compliance and work with the Senior Compliance Consultant in all aspects of Compliance providing support internally and externally to ensure that the firm complies with all relevant and required...