risk and compliance officer Jobs - 444
Compliance Officer
Hays Specialist Recruitment Limited - Guildford
Employment Type : Full-Time
Your new company My client, a specialist software company, is at the cutting edge of developing innovative solutions that empower businesses to excel in a digital landscape. Based in the Guildford Area, Surrey-working in the office 5 days a week, Your new role Proactively researching industry regulations and providing in-depth analysis and guidance to the company with respect to these regulations. Overseeing, updating, and developing compliance ...
Compliance Monitoring Officer
MERJE Ltd - PO77SE
Employment Type : Full-Time
Our client, a leading financial planning and wealth management firm are looking for a Compliance Monitoring Officer to join the function on a permanent basis. As Compliance Monitoring Officer you will be responsible for undertaking the risk based second line monitoring function. Role Responsibilities: To undertake second line of defence compliance monitoring for review of the effectiveness of the compliance controls in ...
Senior Compliance Officer
Macildowie Recruitment and Retention - Warwickshire
Employment Type : Full-Time
Job Title: Senior Compliance Officer Location: Warwickshire (Hybrid) Salary: Competitive (Above Market Rate) Hours: Monday - Friday (Full time, permanent) Overview: Our client, a well-established and successful Legal 500 law firm is currently seeking an experienced and driven Compliance professional to join the firm as Senior Compliance Officer. This is an exceptional opportunity to contribute your skills to a respected and growing business, whe...
Regulatory Compliance Officer
Reed - EC4N7BL
Employment Type : Full-Time
Compliance Officer Reed Banking are currently assisting an international Bank in their recruitment for a Compliance Officer! In this role, successful applicants will play a crucial role in ensuring that the bank adheres to all regulatory requirements and maintains a robust compliance framework. This position reports directly to the Regulatory Compliance Manager and offers a dynamic work environment where you can grow professi...
Compliance Monitoring Officer
MERJE Ltd - HG15PG
Employment Type : Full-Time
Our client, a leading financial planning and wealth management firm are looking for a Compliance Monitoring Officer to join the function on a permanent basis. As Compliance Monitoring Officer you will be responsible for undertaking the risk based second line monitoring function. Role Responsibilities: To undertake second line of defence compliance monitoring for review of the effectiveness of the compliance controls in ...
Compliance Monitoring Officer
Reward Recruitment - Birmingham
Employment Type : Full-Time
Compliance Monitoring Officer Home Based 40,000 - 45,000 per annum plus bonus and benefits About the role: My client is a national Wealth Management business and they are looking for a Compliance Monitoring Officer to join their expanding team. The business operates a remote working model and is paying a salary c 40k to 45k. The main purpose of the role is to provide a pre and post file reviews service to the clients of the business. The file re...
Compliance Monitoring Officer
Reward Recruitment - Leeds
Employment Type : Full-Time
Compliance Monitoring Officer Home Based 40,000 - 45,000 per annum plus bonus and benefits About the role: My client is a national Wealth Management business and they are looking for a Compliance Monitoring Officer to join their expanding team. The business operates a remote working model and is paying a salary c 40k to 45k. The main purpose of the role is to provide a pre and post file reviews service to the clients of the business. The file re...
Compliance Monitoring Officer
MERJE Ltd - SP13HP
Employment Type : Full-Time
Our client, a leading financial planning and wealth management firm are looking for a Compliance Monitoring Officer to join the function on a permanent basis. As Compliance Monitoring Officer you will be responsible for undertaking the risk based second line monitoring function. Role Responsibilities: To undertake second line of defence compliance monitoring for review of the effectiveness of the compliance controls in ...
Risk Reporting Officer
Hargreaves Lansdown plc - BS15HL
Employment Type : Full-Time
Excited to grow your career? Our purpose is to make it easy for people to save and invest for a better future. We are looking for great people to join us, so please come and invest in YOUR future at HL. We know that sometimes people can be put off applying for a job if they don't tick every box. If you're excited about working for us and have most of the skills or experience we're looking for, please go ahead and apply. We'd love to hear from yo...
Regulatory Compliance Officer
Reed - EC4N7BL
Employment Type : Full-Time
Compliance Officer Reed Banking are currently assisting an international Bank in their recruitment for a Compliance Officer! In this role, successful applicants will play a crucial role in ensuring that the bank adheres to all regulatory requirements and maintains a robust compliance framework. This position reports directly to the Regulatory Compliance Manager and offers a dynamic work environment where you can grow professi...