risk and compliance officer Jobs - 432
Contract - Compliance Officer
RD Financial Recruitment - RG121HL
Employment Type : Full-Time
Compliance Officer - Bracknell, Berks - initial 6-month Contract 400pd (inside IR35) Play a key role in implementing and embedding the Risk & Compliance Framework for the UK operations of this global brand, having recently been authorised by the FCA as a Credit Broker for consumer credit and credit finance products . The Compliance Officer will provide direct support, training and advisory work to business heads and operations to develop the...
Compliance Monitoring Officer
MERJE Ltd - Manchester
Employment Type : Full-Time
Our client, a leading Financial Services firm are looking for a Compliance Monitoring Officer to join the team on a permanent basis. As Compliance Monitoring Officer you will assist the Company in the management of regulatory risk by undertaking independent assessments and monitoring to determine the adequacy and effectiveness of the measures and procedures put in place to ensure compliance with...
Compliance Officer - Remote
Recruitment Solutions (Folkestone) Limited - M154AB
Employment Type : Full-Time
A highly successful and award winning chartered financial planning practice is looking for a Compliance Officer / File Checker to join its team. Reporting to the Compliance Director, the role holder will be instrumental in developing, implementing, and monitoring effective compliance frameworks and policies across the company. Compliance Officer: Support the Compliance Director to develop and implement comprehensive compliance policies and proce...
Compliance Monitoring Officer
Canada Life - EN61AG
Employment Type : Full-Time
Canada Life UK looks after the retirement, investment and protection needs of individuals, families and companies. We help to build better futures for our customers, our intermediaries and our employees by operating as a modern, agile and welcoming organisation. Job Summary: Working under the overall direction of the Director, Corporate Compliance Assessment, fulfill the second line of defence mandate with respect to compliance oversight by prov...
Senior Compliance Officer
Pure Resourcing Limited - EC3V0AF
Employment Type : Full-Time
Senior Compliance Officer (Property Finance Lender) A newly created opportunity is available for a Senior Compliance Officer to join a highly successfully property finance lender based in London. Specialising within BTL and Bridging Finance lending, our client prides itself on service and finding workable lending solutions for their clients. As the Senior Compliance Officer you will be responsible for the provision of compliance/regulatory advic...
Group Risk Officer
Eames Consulting - London
Employment Type : Full-Time
Eames Consulting is partnering with a Lloyd's syndicate who are seeking a Chief Risk Officer for their London office. The role supports the Chief Risk Officer in managing and enhancing the company's risk and capital management framework. This role offers exposure beyond typical risk management tasks, contributing to key strategic initiatives and regulatory reporting. Key Responsibilities: Develop and maintain the Group's Risk and Capital Managem...
Senior Compliance Officer
Profectus Recruitment - EC2M2AQ
Employment Type : Full-Time
Profectus is working with a global fintech organisation looking for Senior Compliance Officer. The ideal candidate for this role will have key experience with investment service regulations. You will be working for an impressive global company that promotes a positive work culture. This is a Hybrid role with three days in the office a week. They’re located in the heart of London with transport links close by! The role... Track regulatory changes...
Senior Compliance Officer
Broadgate Search Ltd - Switzerland
Employment Type : Full-Time
Broadgate are exclusively partnered with a highly regarded, innovative bank based in Zurich in the search for a Senior Compliance Officer. The ideal candidate will have experience in a compliance or risk management focused role within the Swiss financial services sector. A rare opportunity to join a high performing organisation at a key stage of it's growth, reporting directly to the Executive Committee & Board of Directors. Job Title: Senio...
Financial Risk officer
Michael Page Finance - Newport
Employment Type : Full-Time
An exceptional opportunity has arisen for a Financial Risk Officer within the Financial Services industry in South Wales. This role requires a detail-oriented individual with a robust understanding of risk management within the Accounting & Finance department. Client Details The employer is a well-established entity within the financial sector, boasting a sizeable team of committed professionals. Known for its customer-centric approach, this...
Compliance Monitoring Officer
Clayton Davies Ltd - M600AA
Employment Type : Full-Time
Our client, a successful firm operating in the Financial Advice sector, are looking for a Compliance Monitoring Officer to join the team on a permanent basis. Key Responsibilities: The role of the Compliance Monitoring Officer will be to support the Compliance function in the delivery of the following requirements: Assisting the Compliance Director in ensuring the appropriateness of the Company’s overall Compliance Monitoring Programme taking ac...