compliance officer - investment Jobs - 1407
Compliance Officer
Recruitment Solutions - Orpington
Employment Type : Full-Time
Do you have experience within pensions, including Defined Benefit schemes? Do you want to work for a well established company who values its staff, offers an excellent working environment and superb benefits? If so read on.... Our client is looking for a motivated Compliance Officer This role will involve: Compliance checking Defined Benefit & safeguarded benefit pension reviews / TVAS reports for accuracy Compliance checking Abridged Advice...
Compliance Officer
Emponics - BS167FH
Employment Type : Full-Time
Compliance Officer ( Financial ) - maternity cover - This is a 50/50 split of Work from home and in office eg one week in office one week from home . Our client based in Bristol at Emersons Green near the junction of the M4 and M32 ( so commutable from Bristol ,Bath ,Chippenham, Swindon etc ) are experts in the Financial Compliance industry; focussing mainly on the Motor Trade and Travel . They have one of the UK's largest regulatory networks wi...
Compliance Officer
Artemis Recruitment Consultants Ltd - Horsham
Employment Type : Full-Time
Our growing client is looking for a Compliance Officer to assist with compliant processes and procedures along with identifying and mitigating risks. Main Responsibilities: Ensure awareness and compliance of regulatory responsibilities and ensuring that the consumer outcomes are at the core focus To provide support to the Compliance Manager by conducting Focused Audits of the activities of individuals and firms where there is evidence of the fir...
Compliance Officer
Medlock Partners Limited - LE84BY
Employment Type : Full-Time
Compliance Officer (Financial Planning Practice ) Leicestershire Salary up to to 35,000 Death in service Fully funded staff events Hybrid working We are representing a credible Firm of Independent Financial Planners who have a large presence throughout the Midlands. This is an employed desk-based role, providing Training and Competence supervision and assisting the Senior Compliance Manager for a medium sized, friendly Indepe...
Compliance Officer
Artemis Recruitment Consultants Ltd - Horsham
Employment Type : Full-Time
We are looking for an experienced Compliance Officer for our client! Previous experience within the Financial Services industry is essential, and preference would be that you are diploma qualified (level 4). The successful candidate will be working directly with the owners and existing compliance staff to ensure the company adheres to FCA guidance and the company's own in-house policies. Your expertise in effective risk management and regulatory...
Compliance Officer
Niyaa People - DY117PT
Employment Type : Full-Time
We are currently working with a leading housing association in the Worcestershire area, looking for an experienced Compliance Officer to join their expanding team. As the Compliance Officer you will be: Leading contractor meetings Supporting the Compliance Manager with day to day duties Reviewing compliance certificates and ensuring all documentation is completed to a good standard Inputting data onto relevant systems Minute taking Qualification...
Compliance Officer
D&R Recruitment Limited - Manchester
Employment Type : Full-Time
Compliance Officer - Mortgages / Lending Altrincham 40,000- 45,000 - 4 Days Office / 1 Day from home. The Role for Compliance Officer We are a well-established Bridging Finance Lender, looking to appoint a qualified Compliance officer to their growing team. This position is key to ensuring that our compliance standards are met and maintained across the business, If you are ready to take the next step in your career with a dynamic and growing com...
Compliance Officer
Bibby Financial Services - OX173NS
Employment Type : Full-Time
Compliance Officer, Remote. Bibby Financial Services have an exciting opportunity available for a meticulous Compliance Officer to join our team on a Flexible/Remote basis. You will join us on a full time, permanent basis and in return, you will receive a competitive salary of 43,700 - 64,300 per annum and other benefits. We’ve supported small and medium-sized enterprises (SMEs) since 1982 and today we support more than 9000 business...
Compliance Officer
D&R Recruitment Limited - WA11AG
Employment Type : Full-Time
A leading Chartered Wealth Management firm are looking for a Compliance Monitoring Officer to join the team. This position can be office based or fully remote for the right person. It offers a competitive salary, and a comprehensive benefits package. Compliance Officer Overview: As the Compliance Monitoring Officer, you will be responsible for reviewing advice files in line with agreed business standards as part of the company’s QA programme tha...
Compliance Officer
Hiring People - Birmingham
Employment Type : Full-Time
Do you have a passion for compliance, regulation and risk management? Do you have a strong track record of setting up compliance policies and frameworks in the financial services sector? Are you an inspired individual who is looking for growth and would like to make an impact in a young and dynamic company? If, so, then we want to hear from you! Why Work with Us? Location: Birmingham Job Type: Permanent Working Model: Hybrid (flexible working op...