financial compliance officer Jobs - 628
Compliance Monitoring Officer
AJ Bell - M53EE
Employment Type : Full-Time
We’re looking for a Compliance Monitoring Officer to join our Risk & Compliance function on a 12 month fixed term basis to cover maternity leave. This role plays a key part in maintaining and improving compliance in a dynamic and regulated financial services environment. You’ll help ensure we remain aligned with the FCA’s expectations, especially around Consumer Duty, by acting as a champion of ethical practice and regulatory excellence. Wha...
Compliance Assessment Officer
Canada Life - EC3A1AT
Employment Type : Full-Time
Location: Can be located either within our London or Hertfordshire Office Canada Life UK looks after the retirement, investment and protection needs of individuals, families and companies. We help to build better futures for our customers, our intermediaries and our employees by operating as a modern, agile and welcoming organisation. Part of our parent company Great-West Lifeco, Canada Life UK has operated in the United Kingdom since 1903. We h...
Compliance and Advice Officer
TCC Group - Bath
Employment Type : Full-Time
Role Summary: You will be joining our client's Compliance Team who work as as business partners to the business and/clients. You will support the team working on Compliance initiatives, while also handling Compliance generalist responsibilities. This role requires a versatile Compliance professional with expertise in Pensions, and FCA regulations. The Compliance Officer ensures that the company adheres to internal policies and external regulator...
Head of Compliance Monitoring
AJ Bell - M53EE
Employment Type : Full-Time
We’re looking for a strategic and experienced compliance leader to head up AJ Bell’s Compliance Monitoring function, a key part of our second line of defence. As Head of Compliance Monitoring, you’ll play a vital role in ensuring the firm effectively manages regulatory risks and consistently delivers good outcomes for customers in line with FCA expectations, including Consumer Duty. This is a senior leadership role with high visibility across th...
Remediation Officer
Trinity Estates - HP27DN
Employment Type : Full-Time
Remediation Officer position at Trinity Estates Location – Hybrid/Hemel Hempstead with Nationwide Travel Working Hours – 09:00 – 17:15 Monday - Friday Salary - Competitive About Trinity Estates: Trinity are one of the largest residential property management companies in England and Wales. Working with leading house builders across the country, Trinity provides residential management services nationally. Our pro...
Arboricultural Officer
Southwark Council - London
Employment Type : Full-Time
Why Southwark? Southwark is one of London’s most vibrant and diverse boroughs, where over 120 languages are spoken. We are a large, ambitious, and forward-thinking council with a strong track record of delivering high-quality services to our residents. We’re working towards Southwark 2030 — a shared vision for a fairer, greener, and safer borough where everyone can thrive. Our green spaces are among our most valued assets, and we’re committed to...
Apprenticeship Services Officer
University College Birmingham - Birmingham
Employment Type : Full-Time
Job Title: Apprenticeship Services Officer Location: Birmingham Salary: 27,644 - 29,959 per annum - SS3 Job type: 1x Permanent, Full-time / 1x Fixed term, Full time UCB is an equal opportunities employer. We are TEF rated Silver, with a Good Ofsted rating. The Role: We are currently seeking an Apprenticeship Services Officers to actively contribute to the delivery of the apprenticeships at UCB, with a focus on providing comprehensive administrat...
Onboarding Case Officer
Mortgage Advice Bureau (MAB) - DE248QR
Employment Type : Full-Time
We're looking for an Onboarding Officer to join our expanding Business Onboarding team. This team conduct in-depth compliance and financial checks on Mortgage Advisers joining MAB's network. In this role, you will engage with advisers, firms and lead sources throughout the application process to ensure they meet our eligibility criteria, investigating through searches and reference checks. About the role Liaise with key stakeholders (business ow...
Financial Controller
Ruby Energy - FY76TX
Employment Type : Full-Time
Here at Ruby Energy, we continue our exciting growth and now looking for a Financial Controller in our expanding Finance department, based at our offices in Fleetwood. Reporting to the Chief Financial Officer, the Financial Controller is a key leadership role within the Finance department responsible for overseeing all financial activities, ensuring compliance with accounting standards and providing strategic insights to support business decisio...
Residential Community Officer
University College Birmingham - Birmingham
Employment Type : Full-Time
Job Title: Residential Community Officer Location: Birmingham Salary: 27,344 - 29,659 per annum - SS3 Job type: Permanent, full time UCB is an equal opportunities employer. We are TEF rated Silver, with a Good Ofsted rating. The Role: University College Birmingham is seeking a committed student-facing Residential Community Officer to play a vital role in creating a safe, welcoming, and supportive environment for both students and visitors at our...