financial compliance officer Jobs - 594
Compliance Officer - Financial Services
Astral Recruitment - Horsham
Employment Type : Full-Time
Our client is a specialist financial services company based in Horsham and they are currently looking for an experienced Compliance Officer/Manager to join the team We have a full time permanent role in Horsham within this company working in their compliance department. supporting a team of Advisers This is a great opportunity to join a market leading company dealing with : Review client files to confirm suitability and good consumer outcomes an...
Compliance Officer
D&R Recruitment Limited - WA11AG
Employment Type : Full-Time
A leading Chartered Wealth Management firm are looking for a Compliance Monitoring Officer to join the team. This position can be office based or fully remote for the right person. It offers a competitive salary, and a comprehensive benefits package. Compliance Officer Overview: As the Compliance Monitoring Officer, you will be responsible for reviewing advice files in line with agreed business standards as part of the company’s QA programme tha...
Compliance Officer
MERJE Ltd - CH53XA
Employment Type : Full-Time
Our client, an award winning independent financial advice firm are looking for a Compliance Officer to join the team on a permanent basis. As Compliance Officer you will assist the Compliance Manager in ensuring that the firm remains abreast of regulatory change and risks to the firm. You will do this by undertaking pre and post-sale file checks as well as undertaking completeness checks on new business cases. You will ...
Compliance Officer
MERJE Ltd - WA11GG
Employment Type : Full-Time
Our client, a leading financial planning firm are looking for a Level 4 qualified Compliance Officer/Administrator with general compliance experience and ideally some file review and financial promotions experience. As Compliance Officer, you will be assisting the&nbs...
Compliance officer
Gravitas Recruitment Group - London
Employment Type : Full-Time
Join a Reputable Insurance Company as a Compliance Officer This esteemed insurance company is seeking a dedicated Compliance Officer to play a vital role in overseeing and enhancing the Compliance Framework. This position reports directly to the Chief Risk and Compliance Officer, the successful candidate will ensure that the International business adheres to all regulatory standards, making a significant impact in a dynamic environment. Key Resp...
Compliance Officer
Armstrong Knight - City of London
Employment Type : Full-Time
Are you passionate about compliance in the financial services sector? We’re partnering with a leading lending company based in London who is on the lookout for a proactive and detail-oriented Compliance Officer to join their dynamic and supportive team. If you're driven by regulatory excellence and ready to contribute to a high-performing team, this could be the perfect opportunity for you! Role Objectives: In this key role, you will ensure the ...
Compliance Officer
Deutsche Bank - London
Employment Type : Full-Time
Job Description: Job Title Global Financing and Credit Trading Compliance Officer Location London Corporate Title VP You will be a member of the Compliance team covering the Bank's Global Financing and Credit Trading (GFCT) platform. This position reports directly to the UK Head of Global Financing and Credit Trading (GFCT) Business Line Compliance. The Compliance Department seeks to protect the Bank's licenses to operate by promoting and enforc...
Group Head of Financial Planning and Analysis
CMC Markets - EC3A7BX
Employment Type : Full-Time
We are looking to hire a Group Head of Financial Planning & Analysis (FP&A) to lead the FP&A function, delivering insightful financial analysis and strategic advice to guide the company’s financial health and strategic growth. This role will partner closely with senior management, including the Chief Financial Officer, to drive data-led decision-making, oversee all aspects of financial forecasting, budgeting, and performance reportin...
Mortgage Compliance Officer
NRG Resourcing Ltd - E16LP
Employment Type : Full-Time
Are you looking to further your Compliance career? Join this innovative London based Finance as their Mortgage Compliance Officer! We are working with a leading finance company based in London, specialising in innovative and tailored lending solutions for individuals and businesses. As a trusted name in the lending industry, they pride ourselves on their flexible approach, providing accessible and responsible lending options that consider unique...
Regulatory Compliance Officer
Reed - EC2N4BQ
Employment Type : Full-Time
CASS & Regulatory Compliance Officer - 3 month Fixed Term Contract Location: London Job Type: Full-time Our Banking client is currently seeking a CASS & Regulatory Compliance Officer to join our team. This role involves various duties related to Compliance, assisting the Branch’s Head of Compliance & MLRO in ensuring that the Bank meets its UK legal and regulatory requirements. Day-to-day of the role: Assist the Head of Complian...